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Sayash Kapoor
@sayashk
Incoming prof @UCBerkeley AI agents, policy, evals, AI for science Essay/newsletter (AI as Normal Technology): Book (AI Snake Oil):
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Can AI agents conduct open-ended AI research? Most evaluations of agents conducting AI research focus on narrow, verifiable tasks. But AI research is often open ended. Researchers pick hypotheses, decide what evidence is appropriate, and recognize a failing approach. We gave agents research questions from two unpublished papers, six days, and thousands of dollars of API credits and compute. The authors of the original papers then reviewed the AI-generated papers. They unambiguously rejected agents' outputs. We call these "shadow evaluations", since the agents are shadowing the original research effort by the authors. Agents were fluent at most *engineering* tasks They conducted serious literature reviews, debugged GPU environments, ran hundreds of experiments, and turned in camera-ready LaTeX without human help. We also found no evidence of reward hacking. If anything, we found the opposite: the agents started with marketable claims and walked them back to negative results as the evidence came in. Neither agent output was close to the bar of a top conference paper Both papers suffered from similar failures: poor judgment about the bar for an AI paper submitted to a top conference, the lack of creative problem solving and ineffective backtracking, poor awareness of resources, and instruction drift. 1) Lack of judgment about the bar for a top conference. The agents had a poor model of the bar for an AI paper submitted to a top conference. We allowed agents to self review their papers. Despite the poor paper quality, their reviews predominantly labeled the papers "weak rejects". 2) Lack of creative problem-solving to address feedback. When they received negative reviews, the agents typically narrowed their hypothesis and claims, rather than working out creative ways to address these concerns. 3) Ineffective backtracking. The agents dropped their most ambitious hypotheses within the first fifteen hours of carrying out the experiment and never changed course afterwards. 4) Poor resource awareness. Both runs ended with over half the API budget unspent. One agent declared itself done seven hours before the deadline, right after its own self-reviewer returned another reject. 5) Instruction drift. They did not follow explicit instructions on minimum exploration time, incorporating feedback for reviews, and on paper length (the outputs exceeded the page limits in both cases). This research design has many limitations Limitations include the small sample size, non-blind reviews, and the reviewers knowing that the work was AI-generated. We also couldn't test Anthropic's strongest model, because Fable 5 is deliberately limited on frontier AI research tasks, so ended up using OpenClaw with Opus 4.8 (extra-high) for our main experiments and Codex with Sol 5.6 (ultra) for a robustness check. But we think the research design is still helpful in assessing AI agents' ability to conduct research, and it is complementary to evaluations on verifiable tasks, as well as blinded reviews of AI outputs. Our results show early evidence that even though agents are proficient on verifiable research tasks, they do not make genuine progress on open-ended ones. It is worth understanding if this is a fundamental limit, or if better models, scaffolds, and more compute could help close it. As the evidence for the gap between open-ended and verifiable tasks firms up, it is also worth understanding how much progress in AI depends on open-ended research rather than hill-climbing on well-specified objectives. In follow-up studies, we are expanding the set of non-public papers we evaluate. If you are an AI researcher with unpublished papers, we would love to collaborate with you on our next shadow evaluation. Expression of interest: Conducting shadow evaluations involves a lot of researcher degrees of freedom. In many places, our coauthors disagreed with our interpretation of the findings, and we have surfaced those disagreements in the paper. (This is one reason why having a group of coauthors with different priors is important for open-ended research.) We also release the agent logs, one of the AI-generated papers (the other original paper is still not public), and all the code and data, so that others can conduct their own analyses of our results: Finally, we plan to conduct shadow evaluations regularly, and are hiring a senior researcher to help lead these efforts. Apply here: I'm grateful for the core team leading this effort: @PKirgis, Andrew Schwartz, @steverab, and @random_walker, and to our collaborators who reviewed AI papers, analyzed agents logs, and gave feedback on the paper: @DavidDAfrica, @KozzyVoudouris, Viet Nguyen, Toby Pilditch, @DubMagda, @HarryCoppock, @CUdudec, @nityndg, Matilda Orona, @tilmanbayer, Derrick Chan-Sew, Yue Ling, Abhishek Shetty, @hlntnr, @ghadfield, @sethlazar, @snewmanpv, @shostekofsky, @RishiBommasani
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The open release of Kimi K3 once again shows that our interventions for resilience should be focused on a world where advanced AI is *abundant* rather than scarce.
Update on our long-horizon AI R&D evals: In April, we launched CRUX, a project to regularly run open-world evaluations. These long, messy, real-world tests of what AI agents can actually do. Our second evaluation is underway, and we ask: AI agents automate AI research? There is a lot of interest in studying AI research automation. But most of the systems built so far follow one of three patterns. 1) keep a human in the loop to guide the agent and course-correct along the way. 2) focus on narrow problems where ground truth is clear and progress is easy to verify, as in AutoResearch. 3) use scaffolds engineered for one specific type of research question, so strong results may say more about the scaffold than about the agent's general research ability. These efforts are helpful, but a lot of AI research is much broader. Success is not immediately clear or verifiable. Researchers need to test and reject promising hypotheses, backtrack, consider new or unconventional approaches, and do a lot more to make progress on answering research questions. In CRUX #2#, we are trying to test whether agents can answer novel, open-ended AI research questions. - One major risk in such a task is contamination. We want the agent to have access to the internet and all the tools it needs to solve the task, so we can't use research questions from publicly available papers. At the same time, we want high quality papers to serve as the source of challenging research questions. - To address this, we partnered with AI researchers from UKAISI, UToronto, Princeton, and other institutions who have written high-quality papers that aren’t yet public, so there’s no risk of contamination. - The authors pose open-ended research questions without giving away answers. The agent must produce a NeurIPS-quality paper and a reproducible codebase, which the authors of the papers then review. - We built a general-purpose scaffold on OpenClaw and Opus 4.8. (We would have loved to use Fable 5, but given the filters on AI R&D capabilities, we don't want to confound results.) - Agents get generous resource budgets set in consultation with the original authors, such as access to VMs, GPUs, and any other compute needed to answer the question. They also have $3,000 in API credits per paper. We evaluate them on week-long time horizons to make progress on answering the research question, far more than typical agent evals. - The agent needs to manage its own budget. It can track its spend and stay within its limits, and it can modify its scaffold and reasoning effort as it sees fit. - In addition to the final artifacts, such as the paper's code, we are also evaluating the agent's trajectories in depth. When we announced CRUX, we planned to conduct an open-world eval every month. Given the scope and ambition of this project, we have spent a lot more time making sure we are confident in our setup and results. That said, the early results we have are exciting, and we look forward to sharing them soon.
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